Sullivan Lara's Form 4 filing
Pyxis Oncology, Inc.PYXS · filed Sep 13, 2023
- Accession no.
- 0001209191-23-049366
- Filed
- Sep 13, 2023
- Trade date
- Sep 11-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $63.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan LaraCIK 0001769457 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | SSaleDisposed | −20,000 | $2.27F1,F2 | −$45,400 | 2,605,182 | Direct | |
| Sep 12, 2023 | Common Stock | SSaleDisposed | −4,917 | $2.25F1,F3 | −$11,063.25 | 2,600,265 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −3,000 | $2.27F1,F4 | −$6,810 | 2,597,265 | Direct | |
| Sep 13, 2023 | Common Stock | FTax withholdingDisposed | −184,742 | $2.13 | −$393,500.46 | 2,412,523 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects sales of common stock executed in multiple transactions. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected within the ranges set forth in footnotes 2 through 4 of this Form 4.
Referenced by the price of 3 transactions in Table I.
- F2
The transaction was executed in multiple trades in prices ranging from $2.13 to $2.36.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $2.21 to $2.30.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $2.25 to $2.34.
Referenced by the price of 1 transaction in Table I.