Chadwick Jonathan's Form 4 filing
Confluent, Inc. (CFLT) · filed Sep 13, 2023
- Accession no.
- 0001209191-23-049350
- Filed
- Sep 13, 2023
- Trade date
- Sep 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $561.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chadwick JonathanCIK 0001375800 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Class A Common Stock | CConversionAcquired | +16,625 | – | – | 30,828 | Direct | |
| Sep 11, 2023 | Class A Common Stock | SSaleDisposed | −8,365 | $33.53 | −$280,478.45 | 22,463 | Direct | |
| Sep 11, 2023 | Class A Common Stock | SSaleDisposed | −8,260 | $34.06 | −$281,335.6 | 14,203 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Class A Common Stock | CConversionDisposed | −16,625 | $0.00 | $0 | 532,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.