CD&R Investment Associates IX, Ltd.'s Form 4 filing
Qxo Building Products, Inc.BECN · filed Sep 11, 2023
- Accession no.
- 0001209191-23-049037
- Filed
- Sep 11, 2023, 7:56 PM ET
- Trade date
- Sep 11, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $2.94M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates IX, Ltd.CIK 0001624514 | 10% Owner |
| CD&R Boulder Holdings, L.P.CIK 0001726960 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | PPurchaseAcquired | +46,170 | $63.59F1 | +$2,935,982.62 | 10,218,134 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The purchase of common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), with the Reporting Persons' previously reported sales of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock") on July 6, 2023 and common stock on August 10, 2023. In connection with the purchase of common stock reported herein, the Reporting Persons have agreed to pay the Issuer voluntary disgorgement of $917,365.58, representing the full amount of the profit realized in connection with such short-swing transactions (in accordance with Rule 16b-6(c)(2) under the Act).
Referenced by the price of 1 transaction in Table I.