Wynne Sarah's Form 4 filing
TransDigm Group INC (TDG) · filed Sep 8, 2023
- Accession no.
- 0001209191-23-048741
- Filed
- Sep 8, 2023
- Trade date
- Sep 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.79M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wynne SarahCIK 0001758252 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | MOption exerciseAcquired | +5,420 | $221.81 | +$1,202,210.2 | 6,120 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −137 | $878.37F1 | −$120,336.69 | 5,983 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −270 | $880.00F2 | −$237,600 | 5,713 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −830 | $881.24F3 | −$731,429.2 | 4,883 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −642 | $882.11F4 | −$566,314.62 | 4,241 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −483 | $883.11F5 | −$426,542.13 | 3,758 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −2,296 | $884.01F6 | −$2,029,686.96 | 1,462 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −706 | $885.54F7 | −$625,191.24 | 756 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −56 | $886.17 | −$49,625.52 | 700 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | MOption exerciseDisposed | −5,420 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $877.7500 - 878.6000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $879.4900 - 880.4500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $880.6300 -881.5950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $881.6400 - 882.4900 . The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $882.6600 - 883.6400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $883.6750 - 884.1300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $884.9550 - 885.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.