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Fogelsong Norman A's Form 4 filing

Oportun Financial Corp (OPRT) · filed Sep 7, 2023

Accession no.
0001209191-23-048647
Filed
Sep 7, 2023, 4:44 PM ET
Trade date
Sep 5, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $365.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fogelsong Norman ACIK 000114093210% Owner
Phelps Dennis BCIK 000129996510% Owner
Harrick Stephen JCIK 000129997510% Owner
Chaffee Todd CCIK 000130013410% Owner
Miller J SanfordCIK 000135952410% Owner
Institutional Venture Partners XIV, L.P.CIK 000155018010% Owner
Institutional Venture Management XIV, LLCCIK 000155030410% Owner
Maltz Jules A.CIK 000155325410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 5, 2023Common StockSSaleDisposed−50,000$7.31−$365,5003,358,691Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)