Mohan Raju's Form 4 filing
Ventyx Biosciences, Inc. (VTYX) · filed Sep 7, 2023
- Accession no.
- 0001209191-23-048620
- Filed
- Sep 7, 2023
- Trade date
- Sep 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $978.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mohan RajuCIK 0001878125 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $8.04 | +$241,200 | 1,542,911 | Direct | |
| Sep 5, 2023 | Common Stock | SSaleDisposed | −20,630 | $32.25F2 | −$665,317.5 | 1,522,281 | Direct | |
| Sep 5, 2023 | Common Stock | SSaleDisposed | −9,015 | $33.39F3 | −$301,010.85 | 1,513,266 | Direct | |
| Sep 5, 2023 | Common Stock | SSaleDisposed | −355 | $33.98F4 | −$12,062.9 | 1,512,911 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 365,286 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 20,630 shares sold in the price range of $31.95 to $32.9422. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 9,015 shares sold in the price range of $32.9524 to $33.90. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 355 shares sold in the price range of $33.96 to $34.0802. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.