Rose Geoffrey Beran's Form 4 filing
Pulmonx Corp (LUNG) · filed Sep 6, 2023
- Accession no.
- 0001209191-23-048511
- Filed
- Sep 6, 2023
- Trade date
- Sep 1, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $28.5K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rose Geoffrey BeranCIK 0001804146 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | SSaleDisposed | −393 | $10.01 | −$3,933.93 | 255,471 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −691 | $10.01 | −$6,916.91 | 254,780 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −1,759 | $10.01 | −$17,607.59 | 253,021 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.