Weiskircher Steven's Form 4 filing
Liquidity Services Inc (LQDT) · filed Sep 1, 2023
- Accession no.
- 0001209191-23-047933
- Filed
- Sep 1, 2023
- Trade date
- Aug 30-Sep 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $263.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weiskircher StevenCIK 0001782925 | Officer (SVP & CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2023 | Common Stock | MOption exerciseAcquired | +675 | $9.46 | +$6,385.5 | 101,465 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −675 | $18.21 | −$12,291.75 | 100,790 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseAcquired | +1,365 | $6.69 | +$9,131.85 | 102,155 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −490 | $18.66 | −$9,143.4 | 101,665 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −13,330 | $18.15 | −$241,939.5 | 88,335 | Direct | |
| Sep 1, 2023 | Common Stock | MOption exerciseAcquired | +10,668 | $0.00 | $0 | 99,003 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2023 | Common Stock | MOption exerciseDisposed | −2,010 | $0.00 | $0 | 17,089 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseDisposed | −1,365 | $0.00 | $0 | 3,411 | Direct | |
| Sep 1, 2023 | Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.