Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Aug 25, 2023
- Accession no.
- 0001209191-23-047457
- Filed
- Aug 25, 2023
- Trade date
- Aug 24, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.15M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $3.42 | +$34,200 | 151,649 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −1,778 | $204.36 | −$363,352.08 | 149,871 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −700 | $205.70 | −$143,990 | 149,171 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −300 | $206.68 | −$62,004 | 148,871 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −600 | $207.80 | −$124,680 | 148,271 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −505 | $209.16 | −$105,625.8 | 147,766 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −199 | $211.29 | −$42,046.71 | 147,567 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −303 | $213.15 | −$64,584.45 | 147,264 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −1,204 | $219.60 | −$264,398.4 | 146,060 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −2,204 | $220.50 | −$485,982 | 143,856 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −1,707 | $221.56 | −$378,202.92 | 142,149 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −500 | $222.61 | −$111,305 | 141,649 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 354,799 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.