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Geygan Jeffrey Richart's Form 4 filing

Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Aug 23, 2023

Accession no.
0001209191-23-047130
Filed
Aug 23, 2023
Trade date
Aug 21, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $60.6K. Open-market sales total $49.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geygan Jeffrey RichartCIK 0001733547Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 21, 2023Common StockSSaleDisposed−9,430$5.25F1−$49,507.5830,218Indirect
Aug 21, 2023Common StockPPurchaseAcquired+4,303$5.26F4+$22,633.78834,521Indirect
Aug 21, 2023Common StockPPurchaseAcquired+7,217$5.26F4+$37,961.4244,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)