Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Aug 23, 2023
- Accession no.
- 0001209191-23-047129
- Filed
- Aug 23, 2023, 8:00 PM ET
- Trade date
- Aug 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $60.6K. Open-market sales total $49.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, 10% Owner |
| Global Value Investment Corp.CIK 0001569866 | 10% Owner |
| Geygan JamesCIK 0001734726 | Other: Director and Officer of GVIC |
| Wilke StacyCIK 0001865363 | Other: Officer of GVIC |
| Geygan KathleenCIK 0001865425 | Other: Director of GVIC |
| GVP 2021-A, L.P.CIK 0001955705 | Other: GVIC-Controlled Entity |
| GVP 2021-A, LLCCIK 0001955706 | Other: GVIC-Controlled Entity |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2023 | Common Stock | SSaleDisposed | −9,430 | $5.25F1 | −$49,505.61 | 862,001 | Indirect | |
| Aug 21, 2023 | Common Stock | PPurchaseAcquired | +10,307 | $5.26F4 | +$54,216.88 | 872,308 | Indirect | |
| Aug 21, 2023 | Common Stock | PPurchaseAcquired | +1,213 | $5.26F4 | +$6,379.41 | 6,213 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.