Yan Ming's Form 4 filing
Cytek Biosciences, Inc. (CTKB) · filed Aug 21, 2023
- Accession no.
- 0001209191-23-046824
- Filed
- Aug 21, 2023
- Trade date
- Aug 18-21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $161.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yan MingCIK 0001874041 | Director, Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2023 | Common Stock | MOption exerciseAcquired | +1,981 | – | – | 7,832,239 | Direct | |
| Aug 18, 2023 | Common Stock | FTax withholdingDisposed | −772 | $8.46 | −$6,531.12 | 7,831,467 | Direct | |
| Aug 18, 2023 | Common Stock | MOption exerciseAcquired | +7,363 | – | – | 7,838,830 | Direct | |
| Aug 18, 2023 | Common Stock | FTax withholdingDisposed | −2,868 | $8.46 | −$24,263.28 | 7,835,962 | Direct | |
| Aug 21, 2023 | Common Stock | SSaleDisposed | −20,000 | $8.07 | −$161,400 | 7,815,962 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2023 | Common Stock | MOption exerciseDisposed | −1,981 | $0.00 | $0 | 19,161 | Direct | |
| Aug 18, 2023 | Common Stock | MOption exerciseDisposed | −7,363 | $0.00 | $0 | 105,542 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.