Satterfield Thomas A Jr's Form 4 filing
Safeguard Scientifics Inc (SFES) · filed Aug 21, 2023
- Accession no.
- 0001209191-23-046784
- Filed
- Aug 21, 2023
- Trade date
- Aug 17-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $346.6K. Open-market sales total $310.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterfield Thomas A JrCIK 0001132317 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +229,000 | $1.18 | +$270,220 | 475,000 | Direct | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +15,000 | $1.19 | +$17,850 | 25,000 | Indirect | |
| Aug 17, 2023 | Common Stock | SSaleDisposed | −124,196 | $1.18 | −$146,551.28 | 382,899 | Indirect | |
| Aug 17, 2023 | Common Stock | SSaleDisposed | −117,000 | $1.17 | −$136,890 | 258,055 | Indirect | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +50,000 | $1.17 | +$58,500 | 525,000 | Direct | |
| Aug 18, 2023 | Common Stock | SSaleDisposed | −22,899 | $1.17 | −$26,791.83 | 360,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.