McKenna Timothy's Form 4 filing
i3 Verticals, Inc. (IIIV) · filed Aug 21, 2023
- Accession no.
- 0001209191-23-046721
- Filed
- Aug 21, 2023
- Trade date
- Aug 18, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $59.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McKenna TimothyCIK 0001738750 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2023 | Class A common stock, par value $0.0001 per share | MOption exerciseAcquired | +10,000 | $13.00 | +$130,000 | 10,000 | Direct | |
| Aug 18, 2023 | Class A common stock, par value $0.0001 per share | FTax withholdingDisposed | −7,313 | $22.32 | −$163,226.16 | 2,687 | Direct | |
| Aug 18, 2023 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −2,687 | $22.27 | −$59,839.49 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2023 | Class A common stock, par value $0.0001 per share | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.