Diddell Wendy's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed Aug 18, 2023
- Accession no.
- 0001209191-23-046479
- Filed
- Aug 18, 2023
- Trade date
- Aug 16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $45.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diddell WendyCIK 0001291981 | Director, Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | MOption exerciseAcquired | +1,919 | $7.66 | +$14,699.54 | 107,391 | Direct | |
| Aug 16, 2023 | Common Stock | SSaleDisposed | −1,919 | $12.05 | −$23,123.95 | 105,472 | Direct | |
| Aug 16, 2023 | Common Stock | SSaleDisposed | −1,817 | $12.08 | −$21,949.36 | 103,655 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | MOption exerciseDisposed | −1,919 | $0.00 | $0 | 1,795 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.