Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Aug 18, 2023
- Accession no.
- 0001209191-23-046474
- Filed
- Aug 18, 2023, 7:10 AM ET
- Trade date
- Aug 17, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $175.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +1,500 | $1.74 | +$2,602.5 | 200,858,194 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +1,450 | $1.75 | +$2,530.25 | 200,859,644 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +47,050 | $1.75 | +$82,337.5 | 200,906,694 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +3,918 | $1.76 | +$6,876.09 | 200,910,612 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +1,850 | $1.76 | +$3,251.38 | 200,912,462 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +23,264 | $1.76 | +$40,944.64 | 200,935,726 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +6,168 | $1.77 | +$10,917.36 | 200,941,894 | Indirect | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +14,800 | $1.78 | +$26,344 | 200,956,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.