Norton Samuel H's Form 4 filing
Overseas Shipholding Group Inc · filed Aug 17, 2023
- Accession no.
- 0001209191-23-046382
- Filed
- Aug 17, 2023
- Trade date
- Aug 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $201.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Norton Samuel HCIK 0001616545 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Class A Common Stock | SSaleDisposed | −12,446 | $4.08F1 | −$50,779.68 | 2,630,850 | Direct | |
| Aug 16, 2023 | Class A Common Stock | SSaleDisposed | −22,513 | $4.02F2 | −$90,502.26 | 2,608,337 | Direct | |
| Aug 17, 2023 | Class A Common Stock | SSaleDisposed | −15,041 | $4.00F3 | −$60,164 | 2,593,296 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $4.0450 to $4.1300 inclusive. The reporting person undertakes to provide to Overseas Shipholding Group, Inc., any security holder of Overseas Shipholding Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $4.0000 to $4.0900 inclusive. The reporting person undertakes to provide to Overseas Shipholding Group, Inc., any security holder of Overseas Shipholding Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $3.9900 to $4.0250 inclusive. The reporting person undertakes to provide to Overseas Shipholding Group, Inc., any security holder of Overseas Shipholding Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.