Dinh Viet D's Form 4 filing
Fox CorpFOX · filed Aug 17, 2023
- Accession no.
- 0001209191-23-046359
- Filed
- Aug 17, 2023
- Trade date
- Aug 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $7.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dinh Viet DCIK 0001306819 | Officer (Chief Legal and Policy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +30,213 | –F1 | – | 79,597 | Direct | |
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −14,980 | $33.84 | −$506,923.2 | 64,617 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +22,829 | –F1 | – | 87,446 | Direct | |
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −11,319 | $33.84 | −$383,034.96 | 76,127 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +25,722 | –F1 | – | 101,849 | Direct | |
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −12,753 | $33.84 | −$431,561.52 | 89,096 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +32,624 | –F1 | – | 121,720 | Direct | |
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −16,175 | $33.84 | −$547,362 | 105,545 | Direct | |
| Aug 17, 2023 | Class A Common Stock | SSaleDisposed | −49,384 | $33.47F2 | −$1,652,882.48 | 56,161 | Direct | |
| Aug 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +182,481 | $26.12 | +$4,766,403.72 | 238,642 | Direct | |
| Aug 17, 2023 | Class A Common Stock | SSaleDisposed | −182,481 | $33.38F3 | −$6,091,215.78 | 56,161 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −30,213 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −22,829 | $0.00 | $0 | 22,833 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −25,722 | $0.00 | $0 | 51,446 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −32,624 | $0.00 | $0 | 0 | Direct | |
| Aug 17, 2023 | Class A Common Stock | MOption exerciseDisposed | −182,481 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock.
Referenced by the price of 4 transactions in Table I.
- F2
The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.20 to $33.68, inclusive. The reporting person undertakes to provide to Fox Corporation, any security holder of Fox Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.25 to $33.70, inclusive. The reporting person undertakes to provide to Fox Corporation, any security holder of Fox Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.