Brownie William's Form 4 filing
Eargo, Inc. (EAR) · filed Aug 17, 2023
- Accession no.
- 0001209191-23-046246
- Filed
- Aug 17, 2023
- Trade date
- Aug 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 7 derivative transactions. Open-market sales total $4.85K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brownie WilliamCIK 0001827381 | Officer (Interim CEO & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2023 | Common Stock | SSaleDisposed | −14 | $3.23 | −$45.22 | 8,279 | Direct | |
| Aug 17, 2023 | Common Stock | SSaleDisposed | −1,500 | $3.20 | −$4,800 | 6,779 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +112,500 | $0.00 | $0 | 112,500 | Direct | |
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +93,750 | –F3 | – | 93,750 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −93,750 | –F3 | – | 0 | Direct | |
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +93,750 | –F3 | – | 93,750 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −93,750 | –F3 | – | 0 | Direct | |
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +825 | –F3 | – | 825 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −825 | –F3 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The Issuer cancelled the Stock Option in exchange for a new Stock Option having a lower exercise price.
Referenced by the price of 6 transactions in Table II.