Laponis Adam's Form 4 filing
Eargo, Inc. (EAR) · filed Aug 17, 2023
- Accession no.
- 0001209191-23-046243
- Filed
- Aug 17, 2023
- Trade date
- Aug 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 7 derivative transactions. Open-market sales total $61.56. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Laponis AdamCIK 0001827198 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2023 | Common Stock | SSaleDisposed | −19 | $3.24F2 | −$61.56 | 3,152 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +97,500 | $0.00 | $0 | 97,500 | Direct | |
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +82,500 | –F4 | – | 82,500 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −82,500 | –F4 | – | 0 | Direct | |
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +82,500 | –F4 | – | 82,500 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −82,500 | –F4 | – | 0 | Direct | |
| Aug 15, 2023 | Common Stock | AGrant or awardAcquired | +824 | –F4 | – | 824 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −824 | –F4 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $3.23 to $3.24, inclusive. Upon request, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the shares of Common Stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The Issuer cancelled the Stock Option in exchange for a new option having a lower exercise price.
Referenced by the price of 6 transactions in Table II.