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Reiss Joel's Form 4 filing

TransDigm Group INC (TDG) · filed Aug 17, 2023

Accession no.
0001209191-23-046179
Filed
Aug 17, 2023
Trade date
Aug 15, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.56M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Reiss JoelCIK 0001656109Officer (Co-Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2023Common StockMOption exerciseAcquired+3,000$226.34+$679,0206,600Direct
Aug 15, 2023Common StockSSaleDisposed−439$849.93F1−$373,119.276,161Direct
Aug 15, 2023Common StockSSaleDisposed−374$850.61F2−$318,128.145,787Direct
Aug 15, 2023Common StockSSaleDisposed−459$851.93F3−$391,035.875,328Direct
Aug 15, 2023Common StockSSaleDisposed−552$852.95F4−$470,828.44,776Direct
Aug 15, 2023Common StockSSaleDisposed−110$853.66F5−$93,902.64,666Direct
Aug 15, 2023Common StockSSaleDisposed−340$855.15F6−$290,7514,326Direct
Aug 15, 2023Common StockSSaleDisposed−188$855.77F7−$160,884.764,138Direct
Aug 15, 2023Common StockSSaleDisposed−3$856.52F8−$2,569.564,135Direct
Aug 15, 2023Common StockSSaleDisposed−115$857.93F9−$98,661.954,020Direct
Aug 15, 2023Common StockSSaleDisposed−8$859.18F10−$6,873.444,012Direct
Aug 15, 2023Common StockSSaleDisposed−342$860.27F11−$294,212.343,670Direct
Aug 15, 2023Common StockSSaleDisposed−70$861.70F12−$60,3193,600Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2023Common StockMOption exerciseDisposed−3,000$0.00$060,300Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $849.3900- $850.2600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $850.3900 - $851.3300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $851.4200 - $852.3600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $852.4250 - $853.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $853.4750 - $853.8550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $854.5050 - $855.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $855.5100 - $856.4600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $856.5100 - $856.5400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $857.6700 - $858.5950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $858.7000 - $859.4600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $859.9900 - $860.4300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $861.3000 - $862.1850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)