Daigle Robert C's Form 4 filing
Amtech Systems Inc (ASYS) · filed Aug 16, 2023
- Accession no.
- 0001209191-23-046105
- Filed
- Aug 16, 2023
- Trade date
- Aug 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $21.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daigle Robert CCIK 0001267540 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Amtech Systems, Inc. $0.01 par value common stock | PPurchaseAcquired | +233 | $8.75 | +$2,038.75 | 19,703 | Direct | |
| Aug 16, 2023 | Amtech Systems, Inc. $0.01 par value common stock | PPurchaseAcquired | +1,000 | $8.76 | +$8,760 | 20,703 | Direct | |
| Aug 16, 2023 | Amtech Systems, Inc. $0.01 par value common stock | PPurchaseAcquired | +1,200 | $8.75 | +$10,500 | 21,903 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Amtech Systems, Inc. $0.01 par value common stock | AGrant or awardAcquired | +150,000 | – | – | 150,000 | Direct | |
| Aug 14, 2023 | Amtech Systems, Inc. $0.01 par value common stock | AGrant or awardAcquired | +55,556 | $0.00 | $0 | 55,556 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.