Pennington Brooks III's Form 4 filing
Central Garden & Pet Co (CENT) · filed Aug 16, 2023
- Accession no.
- 0001209191-23-046077
- Filed
- Aug 16, 2023
- Trade date
- Aug 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $32.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pennington Brooks IIICIK 0001057369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,587 | $27.88 | +$100,005.56 | 6,527 | Direct | |
| Aug 14, 2023 | Class A Common Stock | FTax withholdingDisposed | −2,810 | $41.97 | −$117,935.7 | 3,717 | Direct | |
| Aug 15, 2023 | Class A Common Stock | SSaleDisposed | −777 | $41.62 | −$32,338.74 | 2,940 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,587 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.