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Briones Jose A's Form 4 filing

Pennantpark Investment Corp (PNNT) · filed Aug 16, 2023

Accession no.
0001209191-23-046048
Filed
Aug 16, 2023
Trade date
Aug 14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $74.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Briones Jose ACIK 0001927262Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 14, 2023Common StockPPurchaseAcquired+10,000$6.84+$68,400232,539Direct
Aug 14, 2023Common StockPPurchaseAcquired+960$6.82+$6,547.2233,499Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)