Ludwig David Van's Form 4 filing
Heritage Global Inc. (HGBL) · filed Aug 16, 2023
- Accession no.
- 0001209191-23-045969
- Filed
- Aug 16, 2023
- Trade date
- Aug 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $20.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ludwig David VanCIK 0001628293 | Director, Officer (President of subsidiary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | PPurchaseAcquired | +1,825 | $3.30 | +$6,022.5 | 1,039,304 | Direct | |
| Aug 14, 2023 | Common Stock | PPurchaseAcquired | +4,583 | $3.12 | +$14,298.96 | 1,037,479 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.