Kirby Carrie Lee's Form 4 filing
Vistra Corp. (VST) · filed Aug 15, 2023
- Accession no.
- 0001209191-23-045922
- Filed
- Aug 15, 2023
- Trade date
- Aug 11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.53M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirby Carrie LeeCIK 0001703633 | Officer (EVP and Chief Admin. Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +149,421 | $14.03 | +$2,096,376.63 | 309,521 | Direct | |
| Aug 11, 2023 | Common Stock | SSaleDisposed | −149,421 | $30.29F1 | −$4,525,962.09 | 160,100 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | MOption exerciseDisposed | −149,421 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.075 to $30.695, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff. Upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.