Concannon Christopher R's Form 4 filing
Marketaxess Holdings IncMKTX · filed Aug 15, 2023
- Accession no.
- 0001209191-23-045833
- Filed
- Aug 15, 2023
- Trade date
- Aug 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market purchases total $1.02M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Concannon Christopher RCIK 0001251713 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Common Stock, par value $0.003 per share | PPurchaseAcquired | +104 | $235.10F1 | +$24,450.4 | 43,000 | Direct | |
| Aug 14, 2023 | Common Stock, par value $0.003 per share | PPurchaseAcquired | +404 | $236.49F2 | +$95,541.96 | 43,404 | Direct | |
| Aug 14, 2023 | Common Stock, par value $0.003 per share | PPurchaseAcquired | +2,203 | $238.05F3 | +$524,424.15 | 45,607 | Direct | |
| Aug 14, 2023 | Common Stock, par value $0.003 per share | PPurchaseAcquired | +900 | $239.26F4 | +$215,334 | 46,507 | Direct | |
| Aug 14, 2023 | Common Stock, par value $0.003 per share | PPurchaseAcquired | +600 | $240.16F5 | +$144,096 | 47,107 | Direct | |
| Aug 14, 2023 | Common Stock, par value $0.003 per share | PPurchaseAcquired | +59 | $240.90 | +$14,213.1 | 47,166 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions were executed in multiple trades at prices ranging from $234.52 to $235.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The transactions were executed in multiple trades at prices ranging from $236.06 to $236.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The transactions were executed in multiple trades at prices ranging from $237.65 to $238.37. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F4
The transactions were executed in multiple trades at prices ranging from $238.72 to $239.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F5
The transactions were executed in multiple trades at prices ranging from $239.72 to $240.37. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.