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Novakovic Phebe N's Form 4 filing

General Dynamics Corp (GD) · filed Aug 15, 2023

Accession no.
0001209191-23-045812
Filed
Aug 15, 2023
Trade date
Aug 11, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $7.58M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Novakovic Phebe NCIK 0001222195Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 11, 2023Common StockSSaleDisposed−12,107$227.56F1−$2,755,068.92799,215Direct
Aug 11, 2023Common StockSSaleDisposed−21,123$228.19F2−$4,820,057.37778,092Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sale prices ranged from $227.03 to $227.98. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F2

Sale prices ranged from $228.06 to $228.55. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)