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Geygan Jeffrey Richart's Form 4 filing

Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Aug 14, 2023

Accession no.
0001209191-23-045670
Filed
Aug 14, 2023, 5:00 PM ET
Trade date
Aug 10-14, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $34.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geygan Jeffrey RichartCIK 0001733547Director, 10% Owner
Global Value Investment Corp.CIK 000156986610% Owner
Geygan JamesCIK 0001734726Other: Director and Officer of GVIC
Wilke StacyCIK 0001865363Other: Officer of GVIC
Geygan KathleenCIK 0001865425Other: Director of GVIC
GVP 2021-A, L.P.CIK 0001955705Other: GVIC-Controlled Entity
GVP 2021-A, LLCCIK 0001955706Other: GVIC-Controlled Entity

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2023Common StockPPurchaseAcquired+5,115$5.70F1+$29,143.22870,556Indirect
Aug 14, 2023Common StockPPurchaseAcquired+875$5.72F1+$5,004.74871,431Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)