Mohideen Pharis's Form 4 filing
DBV Technologies S.A.DBVT · filed Aug 14, 2023
- Accession no.
- 0001209191-23-045641
- Filed
- Aug 14, 2023
- Trade date
- Jul 29, 2022-May 24, 2023
- Filing delay
- 381 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.82K. It was filed 381 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mohideen PharisCIK 0001760395 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Ordinary Shares | AGrant or awardAcquired | +10,000 | $0.00 | $0 | 34,200 | Direct | |
| Nov 21, 2022 | Ordinary Shares | AGrant or awardAcquired | +17,500 | $0.00 | $0 | 51,700 | Direct | |
| Nov 24, 2022 | Ordinary Shares | SSaleDisposed | −1,792 | $2.88F5 | −$5,160.96 | 49,908 | Direct | |
| May 24, 2023 | Ordinary Shares | SSaleDisposed | −469 | $3.54F6 | −$1,660.26 | 49,439 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Ordinary Shares | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 100,000 | Direct | |
| Nov 21, 2022 | Ordinary Shares | AGrant or awardAcquired | +115,000 | $0.00 | $0 | 115,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0409 to EURO 1.00 as of November 24, 2022.
Referenced by the price of 1 transaction in Table I.
- F6
This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0746 to EURO 1.00 as of May 24, 2023.
Referenced by the price of 1 transaction in Table I.