Arling Paul D's Form 4 filing
Universal Electronics IncUEIC · filed Aug 11, 2023
- Accession no.
- 0001209191-23-045492
- Filed
- Aug 11, 2023
- Trade date
- Aug 10-11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market purchases total $99.4K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0000101984-24-000184 (Dec 5, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arling Paul DCIK 0001216543 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2023 | Common Stock | MOption exerciseAcquired | +2,532 | –F1 | – | 256,818 | Indirect | |
| Aug 10, 2023 | Common Stock | FTax withholdingDisposed | −1,059 | $10.17F4 | −$10,770.03 | 255,759 | Indirect | |
| Aug 10, 2023 | Common Stock | PPurchaseAcquired | +7,453 | $9.97 | +$74,306.41 | 9,253 | Direct | |
| Aug 11, 2023 | Common Stock | PPurchaseAcquired | +2,547 | $9.85 | +$25,087.95 | 11,800 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2023 | Common Stock | MOption exerciseDisposed | −2,532 | $0.00 | $0 | 77,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
Referenced by the price of 1 transaction in Table I.
- F4
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Referenced by the price of 1 transaction in Table I.