Diddell Wendy's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed Aug 10, 2023
- Accession no.
- 0001209191-23-045315
- Filed
- Aug 10, 2023
- Trade date
- Aug 8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $467.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diddell WendyCIK 0001291981 | Director, Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $5.61 | +$44,880 | 129,147 | Direct | |
| Aug 8, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $4.26 | +$34,080 | 137,147 | Direct | |
| Aug 8, 2023 | Common Stock | MOption exerciseAcquired | +4,286 | $7.66 | +$32,830.76 | 141,433 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −20,286 | $13.00 | −$263,718 | 121,147 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −15,675 | $13.01 | −$203,931.75 | 105,472 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2023 | Common Stock | MOption exerciseDisposed | −4,286 | $0.00 | $0 | 3,714 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.