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Frost Phillip MD Et Al's Form 4 filing

Opko Health, Inc. (OPK) · filed Aug 10, 2023

Accession no.
0001209191-23-045261
Filed
Aug 10, 2023, 6:59 AM ET
Trade date
Aug 9, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions. Open-market purchases total $181.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Frost Phillip MD Et AlCIK 0000898860Director, Officer (CEO & Chairman), 10% Owner
Frost Gamma Investments TrustCIK 000138089610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2023Common StockPPurchaseAcquired+5,405$1.81+$9,756.03200,687,099Indirect
Aug 9, 2023Common StockPPurchaseAcquired+20,843$1.81+$37,725.83200,707,942Indirect
Aug 9, 2023Common StockPPurchaseAcquired+25,752$1.82+$46,739.88200,733,694Indirect
Aug 9, 2023Common StockPPurchaseAcquired+27,800$1.82+$50,596200,761,494Indirect
Aug 9, 2023Common StockPPurchaseAcquired+6,389$1.83+$11,659.93200,767,883Indirect
Aug 9, 2023Common StockPPurchaseAcquired+13,811$1.83+$25,274.13200,781,694Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)