Wallace Richard P's Form 4 filing
KLA Corp (KLAC) · filed Aug 9, 2023
- Accession no.
- 0001209191-23-045160
- Filed
- Aug 9, 2023
- Trade date
- Aug 7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $17.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Richard PCIK 0001196898 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Common Stock | SSaleDisposed | −1,152 | $500.26F2 | −$576,299.52 | 157,893.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −3,273 | $501.53F4 | −$1,641,507.69 | 154,620.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −2,201 | $502.30F5 | −$1,105,562.3 | 152,419.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −4,634 | $503.46F6 | −$2,333,033.64 | 147,785.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −15,012 | $504.43F7 | −$7,572,503.16 | 132,773.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −5,282 | $505.37F8 | −$2,669,364.34 | 127,491.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −3,346 | $506.22F9 | −$1,693,812.12 | 124,145.39 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −100 | $507.08 | −$50,708 | 124,045.39 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price for the shares. The sales prices ranged from $499.83 to $500.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the shares. The sales prices ranged from $500.91 to $501.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the shares. The sales prices ranged from $501.92 to $502.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for the shares. The sales prices ranged from $502.95 to $503.90. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for the shares. The sales prices ranged from $503.95 to $504.94. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sales price for the shares. The sales prices ranged from $504.98 to $505.88. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sales price for the shares. The sales prices ranged from $506.05 to $507.02. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.