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Frost Phillip MD Et Al's Form 4 filing

Opko Health, Inc. (OPK) ยท filed Aug 8, 2023

Accession no.
0001209191-23-044893
Filed
Aug 8, 2023, 7:07 AM ET
Trade date
Aug 7, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 15 non-derivative transactions. Open-market purchases total $1.19M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Frost Phillip MD Et AlCIK 0000898860Director, Officer (CEO & Chairman), 10% Owner
Frost Gamma Investments TrustCIK 000138089610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 7, 2023Common StockPPurchaseAcquired+100$1.82+$181.5200,031,794Indirect
Aug 7, 2023Common StockPPurchaseAcquired+43,885$1.82+$79,870.7200,075,679Indirect
Aug 7, 2023Common StockPPurchaseAcquired+3,400$1.82+$6,196.5200,079,079Indirect
Aug 7, 2023Common StockPPurchaseAcquired+54,271$1.83+$99,044.58200,133,350Indirect
Aug 7, 2023Common StockPPurchaseAcquired+4,530$1.83+$8,285.37200,137,880Indirect
Aug 7, 2023Common StockPPurchaseAcquired+177,580$1.83+$324,971.4200,315,460Indirect
Aug 7, 2023Common StockPPurchaseAcquired+500$1.83+$916.25200,315,960Indirect
Aug 7, 2023Common StockPPurchaseAcquired+33,564$1.84+$61,589.94200,349,524Indirect
Aug 7, 2023Common StockPPurchaseAcquired+70,000$1.84+$128,800200,419,524Indirect
Aug 7, 2023Common StockPPurchaseAcquired+100$1.84+$184.25200,419,624Indirect
Aug 7, 2023Common StockPPurchaseAcquired+45,527$1.85+$83,997.32200,465,151Indirect
Aug 7, 2023Common StockPPurchaseAcquired+9,100$1.85+$16,825.9200,474,251Indirect
Aug 7, 2023Common StockPPurchaseAcquired+160,243$1.85+$296,449.55200,634,494Indirect
Aug 7, 2023Common StockPPurchaseAcquired+21,432$1.86+$39,756.36200,655,926Indirect
Aug 7, 2023Common StockPPurchaseAcquired+25,768$1.86+$47,928.48200,681,694Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)