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Geygan Jeffrey Richart's Form 4 filing

Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Aug 7, 2023

Accession no.
0001209191-23-044840
Filed
Aug 7, 2023
Trade date
Aug 3-4, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $921.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geygan Jeffrey RichartCIK 0001733547Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2023Common StockPPurchaseAcquired+141,040$5.91+$833,546.4825,552Indirect
Aug 3, 2023Common StockPPurchaseAcquired+8,960$5.91+$52,953.636,783Direct
Aug 4, 2023Common StockPPurchaseAcquired+5,925$5.82F3+$34,483.5831,477Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)