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Rotem-Wildeman Karin's Form 4 filing

Keurig Dr Pepper Inc.KDP · filed Aug 4, 2023

Accession no.
0001209191-23-044644
Filed
Aug 4, 2023
Trade date
May 4-Aug 3, 2023
Filing delay
92 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $1.85M. It was filed 92 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rotem-Wildeman KarinCIK 0001959299Officer (Chief R&D Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2023Common StockPPurchaseAcquired+953$32.42F1+$30,896.269,514Direct
Aug 2, 2023Common StockPPurchaseAcquired+47,000$34.37F3+$1,615,39056,514Direct
Aug 3, 2023Common StockPPurchaseAcquired+5,884$34.00+$200,05662,398Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $32.41 to $32.42. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $34.21 to $34.51. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)