Sullivan Frank C's Form 4 filing
RPM International IncRPM · filed Aug 4, 2023
- Accession no.
- 0001209191-23-044604
- Filed
- Aug 4, 2023
- Trade date
- Aug 2-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.12M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan Frank CCIK 0001224025 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Common Stock, $0.01 par value | MOption exerciseAcquired | +200,000 | $50.99 | +$10,198,000 | 1,260,935 | Direct | |
| Aug 3, 2023 | Common Stock, $0.01 par value | DReturned to the companyDisposed | −99,126 | $102.88 | −$10,198,082.88 | 1,161,809 | Direct | |
| Aug 3, 2023 | Common Stock, $0.01 par value | FTax withholdingDisposed | −44,737 | $102.88 | −$4,602,542.56 | 1,117,072 | Direct | |
| Aug 2, 2023 | Common Stock, $0.01 par value | SSaleDisposed | −20,433 | $103.54F4 | −$2,115,632.82 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Common Stock | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 1,336,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $103.10 - $103.835. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.