Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Jul 20, 2023
- Accession no.
- 0001209191-23-042910
- Filed
- Jul 20, 2023, 4:50 PM ET
- Trade date
- Jul 18-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $96.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, Other: Director and Officer of GVIC |
| Global Value Investment Corp.CIK 0001569866 | 10% Owner |
| Geygan JamesCIK 0001734726 | Other: Director and Officer of GVIC |
| Wilke StacyCIK 0001865363 | Other: Officer of GVIC |
| Geygan KathleenCIK 0001865425 | Other: Director of GVIC |
| GVP 2021-A, L.P.CIK 0001955705 | Other: GVIC-Controlled Entity |
| GVP 2021-A, LLCCIK 0001955706 | Other: GVIC-Controlled Entity |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2023 | Common Stock | PPurchaseAcquired | +6,085 | $5.47F1 | +$33,266.09 | 636,728 | Indirect | |
| Jul 19, 2023 | Common Stock | PPurchaseAcquired | +11,100 | $5.71F1 | +$63,396.54 | 647,828 | Indirect | |
| Jul 20, 2023 | Common Stock | JOtherDisposed | −350 | –F4 | – | 647,478 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
As of July 20, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
Referenced by the price of 1 transaction in Table I.