Kumar Mukul's Form 4/A amendment
AmendedPubMatic, Inc. (PUBM) · filed Jul 19, 2023
- Accession no.
- 0001209191-23-042828
- Filed
- Jul 19, 2023
- Trade date
- Jun 2, 2023
- Filing delay
- 47 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 6, 2023
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $114.0K. It was filed 47 days after the trade.
This amendment replaces 0001209191-23-034770 (filed Jun 6, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kumar MukulCIK 0001833462 | Officer (President, Engineering) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Class A Common Stock | CConversionAcquired | +6,294 | $0.00 | $0 | 19,670 | Direct | |
| Jun 2, 2023 | Class A Common Stock | SSaleDisposed | −6,294 | $18.12F3 | −$114,047.28 | 13,376 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Class A Common Stock | CConversionDisposed | −6,294 | $0.00 | $0 | 183,306 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 1,294 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.
- F2
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
Remarks
This Form 4/A amends the Form 4 filed on June 6, 2023 in its entirety.