Esperanza Chrysty's Form 4 filing
Block, Inc. (XYZ) · filed Jul 13, 2023
- Accession no.
- 0001209191-23-042240
- Filed
- Jul 13, 2023
- Trade date
- Jul 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $220.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Esperanza ChrystyCIK 0001965569 | Officer (Counsel Lead) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Class A Common Stock | CConversionAcquired | +3,150 | $0.00 | $0 | 71,122 | Direct | |
| Jul 11, 2023 | Class A Common Stock | SSaleDisposed | −3,150 | $70.00 | −$220,500 | 67,972 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Class B Common Stock | MOption exerciseDisposed | −3,150 | $0.00 | $0 | 0 | Direct | |
| Jul 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,150 | $0.00 | $0 | 3,150 | Direct | |
| Jul 11, 2023 | Class A Common Stock | CConversionDisposed | −3,150 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.