Barker Peter M's Form 4 filing
ForgeRock, Inc. (FORG) · filed Jul 5, 2023
- Accession no.
- 0001209191-23-041426
- Filed
- Jul 5, 2023
- Trade date
- Jul 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $42.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barker Peter MCIK 0001612102 | Officer (Chief Product Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | Class A Common Stock | CConversionAcquired | +2,083 | –F1 | – | 214,753 | Direct | |
| Jul 3, 2023 | Class A Common Stock | SSaleDisposed | −2,083 | $20.46 | −$42,618.18 | 212,670 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | Class B Common Stock | MOption exerciseDisposed | −2,083 | $0.00 | $0 | 16,667 | Direct | |
| Jul 3, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,083 | $0.00 | $0 | 2,083 | Direct | |
| Jul 3, 2023 | Class A Common Stock | CConversionDisposed | −2,083 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
Referenced by the price of 1 transaction in Table I.