Mohan Raju's Form 4 filing
Ventyx Biosciences, Inc. (VTYX) · filed Jul 5, 2023
- Accession no.
- 0001209191-23-041358
- Filed
- Jul 5, 2023
- Trade date
- Jul 5, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.15M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mohan RajuCIK 0001878125 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | Common Stock | MOption exerciseAcquired | +29,785 | $8.04 | +$239,471.4 | 1,542,911 | Direct | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −17,298 | $37.74F2 | −$652,826.52 | 1,525,613 | Direct | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −6,659 | $38.78F3 | −$258,236.02 | 1,518,954 | Direct | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −5,920 | $39.72F4 | −$235,142.4 | 1,513,034 | Direct | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −123 | $40.32F5 | −$4,959.36 | 1,512,911 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | Common Stock | MOption exerciseDisposed | −29,785 | $0.00 | $0 | 425,286 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 17,298 shares sold in the price range of $37.26 to $38.1912. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 6,659 shares sold in the price range of $38.27 to $39.2592. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 5,920 shares sold in the price range of $39.2712 to $40.2624. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 123 shares sold in the price range of $40.2723 to $40.3625. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.