Ham William F Jr's Form 4 filing
Auburn National Bancorporation, Inc (AUBN) · filed Jul 5, 2023
- Accession no.
- 0001209191-23-040852
- Filed
- Jul 5, 2023
- Trade date
- Jul 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $1.31K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ham William F JrCIK 0001195633 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | common stock | PPurchaseAcquired | +49 | $21.52 | +$1,054.48 | 4,331 | Direct | |
| Jul 3, 2023 | common stock | PPurchaseAcquired | +12 | $20.92 | +$251.04 | 4,343 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
2nd qtr '23 drip/ocp