St. Ledger Susan's Form 4 filing
HashiCorp, Inc. (HCP) · filed Jun 30, 2023
- Accession no.
- 0001209191-23-040359
- Filed
- Jun 30, 2023
- Trade date
- Jun 29-30, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $150.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| St. Ledger SusanCIK 0001673606 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2023 | Class A Common Stock | MOption exerciseAcquired | +5,995 | –F1 | – | 46,388 | Direct | |
| Jun 30, 2023 | Class A Common Stock | SSaleDisposed | −5,694 | $26.45 | −$150,606.3 | 40,694 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,995 | $0.00 | $0 | 0 | Direct | |
| Jun 30, 2023 | Class A Common Stock | AGrant or awardAcquired | +6,434 | $0.00 | $0 | 6,434 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
Referenced by the price of 1 transaction in Table I.