Stauffer Keith's Form 4 filing
TerrAscend Corp. (TSNDF) · filed Jun 27, 2023
- Accession no.
- 0001209191-23-039992
- Filed
- Jun 27, 2023
- Trade date
- Jun 23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stauffer KeithCIK 0001900662 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2023 | Common Shares | AGrant or awardAcquired | +700 | – | – | 342,899 | Direct | |
| Jun 23, 2023 | Common Shares | PPurchaseAcquired | +700 | – | – | 700 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2023 | Common Shares | AGrant or awardAcquired | +350 | – | – | 350 | Direct | |
| Jun 23, 2023 | Common Shares | PPurchaseAcquired | +350 | – | – | 350 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.