Phung Trinh's Form 4 filing
Shockwave Medical, Inc.SWAV · filed Jun 26, 2023
- Accession no.
- 0001209191-23-039832
- Filed
- Jun 26, 2023
- Trade date
- Jun 22-23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $18.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phung TrinhCIK 0001911088 | Officer (VP, Finance) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2023 | Common Stock | FTax withholdingDisposed | −63 | $294.57F1 | −$18,557.91 | 21,163 | Direct | |
| Jun 23, 2023 | Common Stock | SSaleDisposed | −31 | $291.81F3 | −$9,046.11 | 21,132 | Direct | |
| Jun 23, 2023 | Common Stock | SSaleDisposed | −31 | $300.00F4 | −$9,300 | 21,101 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All reported securities were sold at a price of $294.57.
Referenced by the price of 1 transaction in Table I.
- F3
All reported securities were sold at a price of $291.81.
Referenced by the price of 1 transaction in Table I.
- F4
All reported securities were sold at a price of $300.00.
Referenced by the price of 1 transaction in Table I.