Pattabhiraman Arun's Form 4/A amendment
AmendedSprinklr, Inc. (CXM) · filed Jun 23, 2023
- Accession no.
- 0001209191-23-039410
- Filed
- Jun 23, 2023
- Trade date
- Jun 16, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 20, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $503.3K. It was filed 7 days after the trade.
This amendment replaces 0001209191-23-038559 (filed Jun 20, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pattabhiraman ArunCIK 0001929299 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Class A Common Stock | SSaleDisposed | −34,569 | $14.56F3 | −$503,324.64 | 510,777 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
- F2
The original Form 4 misstated the number of shares sold. This represents the accurate number of shares sold and the number of shares beneficially owned after the transaction.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.49 to $14.60 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.