Nicol Ronald Lee's Form 4 filing
Nuburu, Inc. (BURU) · filed Jun 23, 2023
- Accession no.
- 0001209191-23-039321
- Filed
- Jun 23, 2023, 4:04 PM ET
- Trade date
- Jun 23, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 derivative transactions. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nicol Ronald LeeCIK 0001952798 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2023 | Common Stock | PPurchaseAcquired | +1,453,488 | $1,000,000.00 | – | 1,453,488 | Indirect | Price outlier |
| Jun 23, 2023 | Common Stock | PPurchaseAcquired | +1,453,488 | – | – | 1,453,488 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.