Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Jun 16, 2023
- Accession no.
- 0001209191-23-038147
- Filed
- Jun 16, 2023
- Trade date
- Jun 15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.64M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +3,250 | $173.29F1 | +$563,192.5 | 24,797.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −65 | $806.09F2 | −$52,395.85 | 24,732.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −166 | $809.99F3 | −$134,458.34 | 24,566.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −313 | $811.19F4 | −$253,902.47 | 24,253.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −445 | $812.00F5 | −$361,340 | 23,808.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −1,667 | $813.21F6 | −$1,355,621.07 | 22,141.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −512 | $814.27F7 | −$416,906.24 | 21,629.51 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −82 | $815.44F8 | −$66,866.08 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseDisposed | −3,250 | $0.00 | $0 | 52,095 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $806.03 - $806.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $809.58 - $810.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $810.595 - $811.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $811.66 - $812.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $812.66 - $813.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $813.755 - $814.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $814.84 - $815.705. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2022.